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Authorized Dealing Representative



Posted on Saturday, January 20, 2024

DriveWealth, the pioneer of fractional equities trading and embedded investing, is a visionary technology company that empowers more than 100 partners around the world to engage their customers by placing the markets in the palm of their hand. We believe the future is fractional, transactional and mobile. Every mobile device should be a gateway to accessing investing and savings products, services, advice, and assistance for global citizens of all ages, wealth stages, and levels of financial expertise. DriveWealth’s unparalleled consultative support and cloud-based, industrial strength technology platform allow partners to seamlessly offer branded investing experiences to drive customer acquisition, loyalty, retention, and revenue growth. DriveWealth’s commitment to continuous evolution and innovation makes it the partner of choice for powering the future of investing.

Completing a Series D raise in 2021, DriveWealth’s mission is to democratize investing globally by working with partners to invent new ways to use its API-based technology to provide emerging investors with cutting-edge embedded experiences, offer first-time access to U.S. markets, and the ability to begin investing with as little as $1. DriveWealth is committed to empowering consumers around the world to become owners by delivering the most modern brokerage infrastructure, unparalleled industry expertise, and a culture of continued evolution.

About The Role

DriveWealth is expanding internationally, and spearheading our growth in Asia Pacific through Singapore, as our region HQ. We are looking for an additional Dealer Representative (DR) to support the growth of our Singapore office. Frontline role working closely with our teams to manage institutional client relationships, onboarding, equities order management & reporting. This role will also have operational and administrative activities which include interactions with DriveWealth teams overseas.

The successful candidate will be registered as an Authorized Representative with MAS under DriveWealth Singapore Pte Ltd. This role will be based in Singapore and will report to DriveWealth Singapore Pte Ltd’s CEO.

What You’ll Need

  • Front office/Dealing room experience in a Financial Institution (Broker Dealer, Bank, or Fund Management), preferably including US listed securities
  • Must have minimum 5 years experience and be registered/licensed as an Authorized Representative (MAS) or equivalent (eg. Series 7 Registered Rep (FINRA) in USA). If foreign registered/licensed, taking and successfully passing the AR examination might be required.
  • High client interaction experience preferably within Broker Dealer (equities) environment, including with Operations/Settlements teams.
  • Able to work flexible extended hours when necessary due to time zone differences with our USA offices
  • Fin-tech, payments, settlements & custody experience would be helpful, but not critical
  • Minimum Bachelor's degree in finance, accounting, business or related field.
  • Excellent interpersonal and English communication skills. Knowing other Asian languages would also be a plus

US Benefits

  • Insurance – Medical, Dental, Vision, Life, LTD & STD. HSA and FSA options.
  • Unlimited PTO
  • 401k plan
  • Most role have flexible working hours and work from home
  • Continuing education and conferences reimbursement
  • Fitness/Wellbeing reimbursement
  • Lunch program, snacks and beverages available in the office

Singapore Benefits

  • Insurance – Medical, Dental, Vision, Group Life, LTD & STD
  • Unlimited PTO
  • Flexible working hours and work from home
  • Continuing education and conferences reimbursement
  • Fitness/Wellbeing reimbursement

We are an equal opportunity employer and value diversity at our company. We do not discriminate on the basis of race, religion, color, national origin, gender, sexual orientation, age, marital status, veteran status, or disability status. We will ensure that individuals with disabilities are provided reasonable accommodation to participate in the job application or interview process, to perform essential job functions, and to receive other benefits and privileges of employment. Please contact us to request accommodation.

TO ALL AGENCIES: Please, no phone calls or emails to any employee of DriveWealth outside of the Talent organization. DriveWealth’s policy is to only accept resumes from agencies via Greenhouse (ATS). Agencies must have a valid services agreement executed and must have been assigned by the Talent team to a specific requisition. Any resume submitted outside of this process will be deemed the sole property of DriveWealth. In the event a candidate submitted outside of this policy is hired, no fee or payment will be paid.